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Episodic Pivots

Episodic Pivots (EP) is a catalyst-driven momentum strategy designed to identify stocks experiencing significant price movement due to fundamental news events. The strategy focuses on gap-up stocks with volume confirmation, targeting multi-day momentum moves.

Overview

Episodic Pivots occur when a stock gaps significantly higher on news—earnings surprises, FDA approvals, contract wins, analyst upgrades—with accompanying volume surge. These events can initiate sustained momentum moves as institutions reposition around the new information.

What This Feature Provides

  • Gap Detection — Identifies stocks opening significantly higher than prior close
  • Volume Confirmation — Validates gaps with relative volume surge
  • Catalyst Identification — Analyzes news to determine gap driver
  • Technical Scoring — Evaluates setup quality across multiple factors
  • Trade Tracking — Monitors active EP positions with signal status
  • Setup Classification — Categorizes opportunities by expected behavior

Why It Matters

Catalyst-driven gaps represent information asymmetry being resolved:

  • New information forces price discovery
  • Institutional repositioning creates momentum
  • Volume confirms conviction behind the move
  • Follow-through often occurs over multiple days

Key Concepts

What is an Episodic Pivot?

An Episodic Pivot is a stock that:

  1. Gaps significantly (typically 3%+ or higher)
  2. Shows volume surge (multiple of average volume)
  3. Has an identifiable catalyst (fundamental news event)
  4. Demonstrates institutional participation (volume pattern)

The term "pivot" refers to the price pivoting from one equilibrium to another as the market digests new information.

Catalyst Types

Different catalysts have distinct characteristics:

CatalystTypical GapDurationRisk Level
Earnings Surprise5-15%2-4 weeksModerate
FDA Approval20-100%+1-7 daysHigh
Trial Results30-200%+1-5 daysVery High
M&A Announcement10-30%Days to weeksModerate
Analyst Upgrade3-10%1-2 weeksLower
Contract Win5-20%1-2 weeksModerate

Market Cap Considerations

Research shows market capitalization significantly impacts EP behavior:

Market CapExpected MoveTypical DurationStrategy
Under $100MVery large (100%+)1-5 daysAggressive, wide stops
$100M-$1BLarge (50-100%)3-14 daysMomentum focus
$1B-$10BModerate (20-50%)1-3 weeksSwing trade
Over $10BSmaller (10-30%)2-4 weeksPosition trade

Smaller market cap stocks tend to have more explosive moves but higher volatility and shorter durations.

Scoring System

TradeAnon evaluates EP candidates across multiple factors:

Gap Magnitude (0-3 points)

  • 3%+ gap: 1 point
  • 7%+ gap: 2 points
  • 15%+ gap: 3 points

Volume Confirmation (0-3 points)

  • 1.7x 20-day average: 1 point
  • 2.0x 20-day average: 2 points
  • 3.1x 20-day average: 3 points

The 3.1x threshold has historically shown 78% success rate in follow-through.

Market Cap Bonus (0-2 points)

  • Under $300M: 2 points
  • $300M-$1B: 1 point
  • Over $1B: 0 points

Resistance Breaks (0-2 points)

  • Broke 20-day high: 1 point
  • Broke 252-day (52-week) high: 2 points

Relative Strength (0-2 points)

  • RS above 1.2 vs S&P 500: 1 point
  • RS above 1.5 vs S&P 500: 2 points

Total Score Range: 0-12 points

Higher scores indicate higher quality setups with better historical follow-through.

Signal Status

After entry, TradeAnon tracks EP positions with a three-tier signal system:

Green Signal (Healthy)

  • Price above key moving averages
  • Trend intact
  • No exit signals triggered

Yellow Signal (Warning)

  • Price approaching support levels
  • Momentum weakening
  • Consider tightening stops

Red Signal (Exit)

  • Exit criteria met
  • Close below key moving average
  • Consider closing position

Setup Classification

Based on market cap and gap size, setups are classified:

Hyper Momentum

  • Small market cap + large gap
  • Target: 100-300%
  • Stop: 15% trailing
  • Expected duration: 1-5 days
  • Risk: Very High

Swing Trade

  • Mid-cap + moderate gap
  • Target: 50-100%
  • Stop: 8% fixed
  • Expected duration: 3-14 days
  • Risk: High

Position Trade

  • Large cap or small gap
  • Target: 20-50%
  • Stop: 8% fixed
  • Expected duration: 14-30 days
  • Risk: Moderate

How to Use This Feature

Daily Screening

  1. Check the scanner after market open for new gap-ups
  2. Review scores to prioritize highest quality setups
  3. Verify catalyst through news analysis
  4. Assess setup type based on market cap and gap size

Entry Considerations

  1. Wait for opening range — Don't chase the gap blindly
  2. Look for consolidation — Base formation after gap
  3. Volume pattern — Continued interest confirms
  4. Price action — Higher lows and support holds

Position Management

  1. Initial stop based on setup type (8-15%)
  2. Monitor signal status daily
  3. Yellow signals — Tighten stops
  4. Red signals — Execute exit plan

Practical Examples

Example 1: Earnings Gap

A mid-cap technology company reports earnings:

  • Gaps up 12% on 4x average volume
  • Beats revenue and raises guidance
  • Score: 8/12 (high quality)
  • Setup type: Swing trade

Management: 8% stop below opening range low, target 50% gain, expect 1-2 week hold.

Example 2: FDA Approval

A small biotech receives FDA approval:

  • Gaps up 85% on 150x average volume
  • Market cap $200M
  • Score: 11/12 (excellent)
  • Setup type: Hyper momentum

Management: 15% trailing stop, expect volatile 1-5 day move, size smaller due to high risk.

Example 3: Analyst Upgrade

A large-cap stock receives analyst upgrade:

  • Gaps up 4% on 1.5x average volume
  • Market cap $50B
  • Score: 4/12 (lower quality)
  • Setup type: Position trade

Management: May not be tradeable as EP—volume confirmation weak. Better suited for longer-term position.

Volume Metrics

Volume Expansion (RVOL)

Relative volume compared to 20-day average:

RVOL = Today's Volume / 20-Day Average Volume

Interpretation:

  • 1.5x: Elevated interest
  • 3x: Strong institutional activity
  • 10x: Major event
  • 50x+: Exceptional (typically small caps)

Volume-to-Gap Ratio

Research-derived conviction metric:

Interpretation:

  • Above 3.1x: Strong conviction (78% historical success)
  • 1.7x-3.1x: Moderate conviction
  • Below 1.7x: Weak conviction (12% historical success)

Float Rotation

Volume relative to tradeable shares:

Float Rotation = Volume / Float Shares

Above 30% float rotation indicates high turnover and potential squeeze dynamics.

Limitations

  • Not all gaps follow through — Many gaps fade or consolidate
  • Catalysts can be misleading — Initial news may be incomplete
  • Small caps are volatile — High potential returns come with high risk
  • Timing is difficult — Entry and exit timing significantly impacts returns
  • Past performance varies — Strategy performance varies by market regime

EP works well in conjunction with:

Subscription Access

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